PRACTICE AREAS

Securities

Our Business Opportunities Group provides sophisticated securities counseling to a variety of businesses ranging from entrepreneurial “start-up” ventures to large, publicly-traded companies. Two of our attorneys have served as “in house” general counsel for publicly-traded companies, so we bring a level of expertise to the table in securities areas not traditionally found in firms of our size.

Some examples of legal services we have provided in the securities area include:

• Private Regulation D offerings

• Public offerings, including initial public offerings

• Advising public companies on implementation of “shareholder rights plans” (also referred to as “poison pills”) and other anti-takeover defenses

• Advising public companies on “going private” transactions

• Advising public companies on mergers and acquisitions and related securities issues

• Rendering restricted securities legal opinions regarding transfers by stockholders of publicly traded companies

• Assisting public companies in preparing SEC filings and reports including quarterly reports on Form 10-Q, annual reports on Form 10-K, current reports on Form 8-K, proxy statements, and annual reports to stockholders

• Assisting with Section 16 reports on Forms 3, 4 and 5 regarding ownership of securities by officers, directors and significant stockholders.

Attorneys

JAMES H. NEELD, IV

Email | (601) 360-9021 | V-Card

J. WESLEY DAUGHDRILL, JR.

Email | (601) 360-9030 | V-Card

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OFFICE

141 Township Avenue, Suite 300
Ridgeland, MS 39157

PHONE

(601) 948-6100

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